What We Do
Continuing Disclosure
Private Business Use / Schedule K
Sustainable Finance Consulting
FOR ISSUERS AND OBLIGATED PERSONS – PREPARING AND DISSEMINATING REPORTS AND DISCLOSURE EVENT NOTICES
For more than 30 years, BLX has provided issuers and obligated persons with a full suite of continuing disclosure solutions through experienced content preparation, timely dissemination, and ongoing education. These offerings, available individually or as a comprehensive package, help clients comply with their obligations to provide continuing disclosure information to the public.
After the Securities Exchange Commission (SEC) adopted amendments to Rule 15c2-12 in 1994, many issuers of municipal bonds and certain other obligated persons turned to BLX to help them handle the practical effects of meeting these disclosure requirements. The SEC adopted amendments to Rule 15c2-12 that included additional disclosure events in 2010 and again in 2019. BLX adapted its full-service approach to address each new requirement, ensuring clients stay ahead of evolving regulatory expectations.
What sets BLX apart is a true turnkey approach to continuing disclosure. Unlike other firms that limit their role to dissemination alone, BLX delivers end-to-end continuing disclosure services that encompass content development, compliance guidance, dissemination of annual or quarterly reports and event notices, and education. BLX works directly with obligated persons to understand their disclosure obligations, build institutional knowledge, and develop the capacity to meet both current and future requirements with confidence.
BLX’s comprehensive, full-service continuing disclosure services include:
- Determining when annual or quarterly reports are due and proactively notifying obligated persons of upcoming deadlines
- Assisting obligated persons in assembling and reviewing the required disclosure information for accuracy and completeness
- Formatting annual or quarterly reports to meet regulatory standards and best practices
- Preparing disclosure event notices with guidance on required content for triggering events
- Disseminating annual or quarterly reports and disclosure event notices via EMMA
