Team BLX

Alan Bond

Managing Director - New York
Post-Issuance Compliance, ESG Consulting


Southern Methodist University - BA in Finance, 1990

FINRA Licenses

Series 65 Investment Advisor Rep (2002 to Feb. 2020)

With over 32 years of public finance experience, Alan Bond serves as Managing Director of BLX’s New York office. In addition to overseeing the day-to-day activities of the BLX professionals located in New York, Alan is co-head of BLX’s post-issuance tax compliance practice area and is responsible for business development efforts related to private business use (PBU) and Schedule K services.

He is a frequent panelist at conferences discussing the importance of post-issuance tax compliance reporting requirements. In addition, he is the co-author of the Orrick Green Book on Post-Issuance Tax Compliance and Continuing Disclosure Responsibilities for Issuers and Borrowers of Tax-Exempt Bonds (Second Edition) and is the creator and host of BLXonCOMPLIANCE, a monthly video series by BLX.

Prior to joining BLX, he was an Assistant Vice President in the public finance department of Rauscher Pierce Refsnes, Inc. (now RBC Capital Markets) in Dallas and provided arbitrage rebate services to many large issuers in the Southwest from 1993 to 1997.

Webinars and Events