Webinars and Events
BLX/Orrick 2023 Post-Issuance Compliance Workshop (COMPLETED 11/17/2023)
Alan Bond, BLX
Glenn Casterline, BLX
Jessica Doherty, BLX
Jeff Higgins, BLX
Amy Kron, BLX
Caleb Lansky, BLX
Sandee Stallings, BLX
Marc Bauer, Orrick
Charles Cardall, Orrick
Richard Chirls, Orrick
Robyn Helmlinger, Orrick
Ed Oswald, Orrick
Aviva Roth, Orrick
Larry Sobel, Orrick
John Wang, Orrick
The University of Vermont
RBC Capital Markets
Children’s Hospital of Orange County
Public Trust Advisors
A Comprehensive Overview of Post-Issuance Compliance and Secondary Market Disclosure Rules and Regulations for 501(c)(3) Organizations and State and Local Government Issuers Who Utilize Tax-Exempt Financing
The 2023 Workshop will again be a hybrid event, with in-person attendance at 1 Hotel West Hollywood and a livestream option. The in-person option represents a great way for attendees to interact and socialize with other attendees, industry professionals, and the BLX and Orrick team. In addition, through the livestream option, we will make available all content on a virtual platform with the ability for participants to interact with the presenters and other attendees throughout the workshop. The livestream option represents an exciting way for us to bring our content to a much broader audience.
Both the in-person and livestream options will allow participants to replay any of the sessions for up to 30 days after the event.
The BLX/Orrick Workshop offers timely and relevant discussions of topics related to post-issuance tax compliance and IRS and SEC rules and regulations for the public finance and 501(c)(3) communities who borrow on a tax-exempt basis. With open forums allowing for attendee participation, BLX and Orrick professionals will lead the program with curated content to assist participants with understanding the ongoing compliance requirements relating to tax-exempt debt. The sessions encourage audience participation and address questions from participants relating to real life circumstances. The BLX and Orrick team strives to make the discussion of tedious tax laws understandable and relatable.
- Post-Issuance Compliance Overview
- Understanding PBU Rules and Regulations
- Sponsored Research – Rules and Safe Harbors
- Management and Service Contracts – Rules and Safe Harbors
- Market Update and Outlook
- Arbitrage Rebate Compliance and the Return of Positive Arbitrage
- Quantifying PBU and Utilizing Qualified Equity
- Borrower Perspective – Our Post-Issuance Compliance Program
- IRS Enforcement and Audits Update
- PBU – Beyond Compliance
- Continuing Disclosure Update and the Financial Data Transparency Act of 2022
- 2022 IRS Schedule K Review
BLX SENIOR REPRESENTATIVES & ORRICK PUBLIC FINANCE AND TAX PARTNERS AT THE WORKSHOP
All Workshop participants will have the opportunity to interact directly with BLX Representatives and Orrick Partners throughout the Workshop.
TENTATIVE SCHEDULE (Pacific Time)
Thursday, November 16
7:00 am – 8:00 am Registration & Breakfast (in-person attendees)
8:00 am – 11:15 am Workshop Sessions
11:15 am – 12:15 pm Lunch Break
12:15 pm – 3:30 pm Workshop Sessions
4:00 pm – 6:00 pm Cocktails (in-person attendees)
Friday, November 17
7:15 am – 8:00 am Breakfast (in-person attendees)
8:00 am – 12:00 pm Workshop Sessions
12:15 pm Workshop Concludes
Nonprofit organizations and issuers / governmental organizations:
- In-person: $775
- Virtual: $675
- In-person and Virtual: $1,245
An invoice with payment instructions will be sent upon registration. Payment is due prior to November 12, 2023.
** Who May Attend
In general, this educational workshop is for representatives from nonprofit organizations and state and local governments. In addition, the Workshop will be open for certain Industry Professionals. For information on Industry Professional attendance, please contact Cynthia Sixtos at email@example.com.
SAFETY PROTOCOLS FOR IN-PERSON ATTENDANCE
Please do not attend the event if you are feeling ill, including experiencing any symptoms associated with COVID-19 and/or isolating because of exposure to COVID-19 consistent with CDC and local public health guidelines.
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Please be advised that the 1 Hotel, along with close to 60 other Los Angeles area hotels, is currently involved in a labor dispute and contract negotiations with certain non-managerial hotel staff. While it is our hope that the situation is resolved prior to our event, 1 Hotel has assured us that all necessary measures have been considered to make sure that we will have an uncompromised experience during the Workshop.
Electronic, downloadable versions of all Workshop materials will be accessible via a secure log in site one week prior to the start of the Workshop so that all attendees may download, save, and view the materials on their own device. Please note, for in-person attendees, hard copies of Workshop materials will NOT be provided.
REFUNDS, CANCELLATION AND CONCERNS
For in-person registrations, requests to refund registration fees must be received in writing by October 26, 2023, and will be subject to a $100 cancellation fee. No refunds will be granted after October 26.
For virtual registrations, requests to refund registration fees must be received in writing by November 13, 2023, and no cancellation fee will apply. No refunds will be granted after November 13.
Refunds or cancellations of hotel bookings need to be requested from 1 Hotel West Hollywood and are subject to their policies.
For additional information or any questions on the Workshop and/or invoicing, please contact:
or call 213-612-2207
THANK YOU TO OUR SPONSORS
ATTORNEY ADVERTISING: Prior results do not ensure a similar outcome.
BLX is a subsidiary of Orrick. BLX does not provide legal services.
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